SEBI Disclosures
Name of Investment Adviser as registered with SEBI – Vipin Khandelwal
Type of Registration – Individual
SEBI Registration number – INA000003643
Validity of registration – Oct 14, 2015 – Perpetual
Complete address: 1102, Tower 9, SKYI SONGBIRDS, PAUD ROAD, BHUGAON, PUNE, MAHARASHTRA, 412115
Contact details: +91 9920371082, vipin@unovest.co
Corresponding SEBI office address– Plot No.C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (East), Mumbai – 400051
BASL Registration no: 1517
Compliance Audit Status
Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|
FY 2023-24 | Completed | NA |
FY 2022-23 | Completed | NA |
FY 2021-22 | Completed | NA |
FY 2020-21 | Completed | NA |
Complaints Resolution Details
For month ending November 2024
Received From | Pending at the end of last month | Received | Resolved | Total Pending | Pending Complaints > 3 months | Average resolution time (in days) |
|---|---|---|---|---|---|---|
Other Sources
(if any) | NIL | NIL | NA | NIL | NIL | NA |
SEBI Scores | NIL | NIL | NA | NIL | NIL | NA |
Directly from Investors | NIL | NIL | NA | NIL | NIL | NA |
Trend of Monthly Resolution of Complaints
Month | Carried forward from previous months | Received | Resolved | Pending |
|---|---|---|---|---|
April 2024 | NIL | NIL | NA | NIL |
May 2024 | NIL | NIL | NA | NIL |
June 2024 | NIL | NIL | NA | NIL |
July 2024 | NIL | NIL | NA | NIL |
August 2024 | NIL | NIL | NA | NIL |
September 2024 | NIL | NIL | NA | NIL |
October 2024 | NIL | NIL | NA | NIL |
November 2024 | NIL | NIL | NA | NIL |
December 2024 | NIL | NIL | NA | NIL |
Grand Total |
Trend of Yearly Resolution of Complaints
Title | PreviousMonth | Received | Resolved | Pending |
|---|---|---|---|---|
2018-19 | NIL | NIL | NA | NIL |
2019-20 | NIL | NIL | NA | NIL |
2020-21 | NIL | NIL | NA | NIL |
2021-22 | NIL | NIL | NA | NIL |
2023-23 | NIL | NIL | NA | NIL |
2023-24 | NIL | NIL | NA | NIL |
Grand Total |
In case of any grievance or dispute, clients can get in touch with me on the above mentioned contact details. If the grievance is not resolved, clients can lodge a complaint on https://scores.sebi.gov.in.
Online Dispute Resolution Portal (“ODR Portal”) as per SEBI (Alternative Dispute Resolution Mechanism) (Amendment) Regulations, 2023 is available at https://smartodr.in.
Vipin Khandelwal is a SEBI Registered Investment Adviser with Registration no. – INA000003643 (Oct 14, 2015 to Perpetual); BASL Registration no. - 1517 Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Investment in securities market is subject to market risks. Read all the related documents carefully before investing.
See our SEBI Disclosures